Consensus Statement on the Use of Oncotype DX in Patients With Resected, Hormone Receptor Positive and HER2-Negative, Early Breast Cancer: An Update of the Criteria for Reflex Testing
Acknowledgments: Dario Trapani, MD, and Harold Burstein, MD, PhD, for their leadership in the consensus discussions and in writing of the statements.
The consensus statements for Reflex Testing of OncotypeDX at Dana-Farber Cancer Institute
Clinical Question | Consensus Statement | Reflex testing |
---|---|---|
Can OncotypeDX be implemented as a reflex test in patients beyond 65 years old? | OncotypeDX testing is applicable to over-65y patients with early, HR-positive and HER2-negative breast cancer, and can be requested case-by-case. (Medicare restraints may apply). | No |
Should OncotypeDX reflex testing be extended to patients with pT1b G2-3 and pT1c G1 tumors? | Testing for OncotypeDX applies to pT1c G1-3 pN0 HR-positive and HER2-negative. Case-by-case consideration and not reflex testing applies to pT1b pN0 G2-3 tumors. | Yes No |
Should OncotypeDX testing be considered in patients with >3 positive axillary lymph nodes? | For patients with >3 positive axillary lymph nodes (i.e., pT1-2, pN2), the request for OncotypeDX should be personalized, and not reflex, based on specific patient’s needs and preference, and to inform the shared treatment decision, albeit through careful discussion of the caveats and the nature and limits of the available evidence. | No |
OncotypeDX-related new tools. Reflex use. Should RSClin ‡ be implemented in clinical practice for all pN0 breast cancers? | RSClin scoring in clinical practice, in conjunction with the RS, may inform patient preferences by framing the likely benefits of treatment based on clinical and pathology features, and thus help shared decision-making in selected cases. | No |
Should the reflex testing be kept for premenopausal women, particularly those with 1-3 positive axillary lymph nodes? | The reflex testing of OncotypeDX applies to premenopausal women with 1-3 nodes as informing on prognosis, and on choices about chemotherapy and/or OFS. | Yes |
Should the surgical approach for the axillary management affect the pattern of reflex testing of OncotypeDX in pN1 breast cancer? | OncotypeDX test should be done as reflex testing for patients with pN1a breast cancer, regardless the surgical approach for the axillary management (either SLNB or ALND). | Yes |
‡ RSClin® (Genomic Health, Redwood City, CA) is a tool aiming at delivering granular prognostic estimations in patients with early HR-positive and HER2- negative breast cancer by integrating clinicopathological and genomic (RS) information.
Background. Evidence in support of the use of OncotypeDX in the clinical practice
OncotypeDX® (21-gene signature) is laboratory developed genomic test (Genomic Health, Redwood City, CA). It is CLIA-certified and has been accredited by the College of American Pathologists.
It is indicated for prognostication and treatment decision in patients with hormone receptor (HR)-positive and human epidermal growth factor receptor 2 (HER2)- negative early breast cancer.[1] OncotypeDX has demonstrated analytical validity (on a 100- unit scale), and clinical validity and utility in the context of pre-clinical assessments, retrospective series and ultimately in randomized clinical trials (ESMO treatment modulation tier A and B). [1,3,4,5,6,7,8,9,10]
The pivotal phase 3 clinical trial TAILORx allocated 10,273 women aged 18-75 years with HR-positive/HER2-negative, resected, pT1-2 pN0 breast cancer to three arms, based on the OncotypeDX estimated risk of recurrence, and randomized patients with mid-range risk score (RS 11-25; 69% of all the population) to receive chemotherapy (CT) plus endocrine treatment (ET) or ET alone.[2]
The study demonstrated the non-inferiority of a risk-informed de-intensified adjuvant treatment with ET alone, on the risk of invasive disease-recurrence (hazard ratio [HaR] 1.08, 9% confidence interval [CI] 0.94-1.24), reporting a 9-year invasive disease-free survival (iDFS) of 83.3% with ET and 84.3% with CT-ET, respectively, in the overall population.
In addition, clinical utility of OncotypeDX was reported in the setting of axillary positive lymph nodes, in the randomized, phase 3 clinical trial RxPONDER, enrolling patients with low- to mid-range RS (i.e., 0-25) and 1 to 3 positive axillary lymph nodes to ET or ET-CT (n= 5,018 women). The study showed no added benefit of adjuvant CT in the overall population, with a 5-year iDFS rate of 92.2% and 91% (HaR 0.86, CI 0.71-1.03). However, an age modifying effect was showed, mostly for pre-menopausal women.
Presently, the use of OncotypeDX is endorsed by the principal oncology societies, including ASCO and ESMO, and the national guidelines for breast cancer treatment NCCN. [11,12,13,14,15,16]
Current Practice of OncotypeDX at Dana-Farber Cancer Institute (DFCI)
Our approach at Dana-Farber has been to recommend reflex testing with OncotypeDX recurrence score when the results will directly inform treatment recommendations. The general expectation is that in such cases a score of < 25 would support endocrine treatment without CT and a score of > 25 would justify CT in most instances.
In 2017, Dana-Farber established an internal guideline to standardize the criteria for reflex testing of OncotypeDX17, that was then updated in 2019 to include node-positive and larger tumors [18,19] based on the available data. Reflex OncotypeDX testing is triggered in case of:
Patient’s age ≤65, AND:
- T1c N0 tumors grade II-III
- T2 N0 tumors of any grade
- T1-T2 N1 tumors of any grade
- T3 N0/N1 tumors any grade
In March 2022, an internal evaluation of the patterns of OncotypeDX testing for quality improvement suggested that the reflex criteria were commonly utilized, although discrepancies in some of the criteria were common. The analysis of discrepancies between the established criteria and the pattern of use of OncotypeDX showed inconsistency in 36% of testing (n=1,687 test requests), as retrieved from the Clinical Outcomes Quality Database (COQD; Jan 2019-2021; March 2022 query).
The drivers of discrepancies were related to the age and the stage-pertinent criteria for reflex testing. Twenty-six percent of all discrepant cases were ascribed uniquely to age: for patients aged >65 years, the median age was 69 years (IQR: 67-72 years). Among patients ≤65 years of age, the most common instances of discrepancy were grading (pT1c pN0 G1; n=104) and tumor size (pT1b any-grade, pN0; n=86).
Adjuvant treatment decision appeared informed by OncotypeDX for most of the instances of non-concordant test requests.
Clinical Questions
Q1: Can OncotypeDX be implemented as a reflex test in patients beyond 65 years old?
Evidence in support. The pivotal clinical trials TAILORx and RxPONDER included patients aged 18-75 years and patients receive ET or CT-ET treatments. In TAILORx, median age at enrollment was 55 years, with an IQR of 25-75 years: 27% of the population with RS 11-25 receiving CT-ET had an age 61-70 years and 4% were older than 71 years. The subgroup analysis for iDFS of patients aged >65 years did not reveal inconsistent findings when compared to the overall population.
In RxPONDER, 30.6% of the enrolled population was 60-69 years old, and 11.6% was ≥70 years old. The subgroup analysis for patients aged >65 years was consistent with the findings in the overall population. The prognostic information retrieved with OncotypeDX is still valuable, and an absolute contraindication for CT for patients older than 65 years is not presently supported by oncogeriatric breast cancer recommendations, albeit such a shared decision[20] should be integrated in the context of a multidimensional health status evaluation, and CT tolerance could be anticipated with validated tools (SIOG and EUSOMA).[21,22]
In fact, clinical evidence suggest that CT can portend improvement in DFS in older patients, and that age should not be the sole determinant of the treatment choice.[23,24,25,26,27,28]
Of note, recently presented data in over-70 years old women have not shown improvement of the survival outcomes with chemotherapy compared with hormonal therapy, including in the setting of high genomic risk.
For example, in the ASTER trial, those ages 70 and older did not experience an improvement survival with the addition of CT to ET. However, interpreting these data may require additional scrutiny given the small benefit seen among those receiving their assigned therapy.
This trial was limited to women ages 70y or older who had high clinical-genomic risk breast cancer [but determined with a different tool than OncotypeDX, that is an important caveat to remind] (HR 0.85 [0.64-1.13], p=0.2538): 4-year OS was 90.5% and 89.7% with CT-ET and ET alone.[29]
Policy considerations. A note on the use of OncotypeDX in patients older than 65 years who perform breast surgery as inpatients is about regulations, falling under the Medicare “14 days rule” for reimbursement, as part of the Centers for Medicare & Medicaid Services’ [CMS] Date of Service Regulation (42 C.F.R. Section 414.510).[30]
The test is eligible to CMS’ reimbursement if it is ordered by the patient’s physician at least 14 days following the date of the patient’s discharge from the hospital, for specimens which collection is inappropriate in another setting.
OncotypeDX is commonly applied to the surgical specimens, obtained from inpatient procedures (i.e., breast surgery), therefore the “Date of Service Regulation” applies.
Consensus Statement 1.
OncotypeDX testing can be applicable to patients with early, HR-positive and HER2- negative breast cancer aged ≤72 years old (based on the internal data of limited use of OncotypeDX beyond 72 years and indication for chemotherapy) on a case-by-case manner, based on a multi-dimensional geriatric assessment and shared decision. Reflex testing to all comers >65y does not apply.
OncotypeDX testing can be applicable to patients with early, HR-positive and HER2- negative breast cancer aged ≤72 years old (based on the internal data of limited use of OncotypeDX beyond 72 years and indication for chemotherapy) on a case-by-case manner, based on a multi-dimensional geriatric assessment and shared decision. Reflex testing to all comers >65y does not apply.
Q2: Should OncotypeDX reflex testing be extended to patients with pT1b G2-3 and pT1c G1 tumors?
Evidence in support. The pivotal clinical trial TAILORx enrolled patients with tumors 1-5cm (any grade) and of 0.5-1cm grade 2-3 or presenting lymphovascular invasion. The cohort of patients with mid-range RS included 423 patients in the CT-ET arm and 446 in the ET arm with pT1b pN0 tumors, corresponding to 13% of the overall population. However, no disaggregation was performed at the subgroup analysis level for the threshold of 1cm, to the survival analysis.
The central question is whether some small HR-positive breast tumors might have an aggressive biological behaviour, and if CT could provide a meaningful benefit on iDFS for RS>25. Evidence from retrospective series and real-life evidence suggest that up to 18% of pT1b tumors present with RS>25, in the “high risk” range for recurrence.[31]
The estimate is consistent with the COQD analysis for pT1b tumors. In the overall COQD dataset, 818 patients had pT1b pN0 tumors (G1=383; G2=331; G3=104). Of them, only 97 were referred for OncotypeDX (11.9%), with RS>25 reported in 19.6% (n=19). For pT1b G1 tumors, RS>25 was reported in 9.1% of tested patients, while for G2 and G3 it was 13.3% and 60%, respectively. Chemotherapy was received in 60 patients.
Limits due to the small sample size of patients tested are acknowledged. Robust evidence of a clear benefit of CT for pT1b luminal B-like breast cancer is not available in the literature. However, the principal treatment guidelines and consensus documents include consideration of selected patients with pT1b “high risk” for discussion of CT.[32]
A large, US-based study from the National Comprehensive Cancer Network Database showed high survival rates for pT1a-b breast cancer treated with ET alone.32 However it is unclear if a potential effect of CT is diluted in historical cohorts not comprehensively characterized with OncotypeDX or other genomic tools of prognostication. A possible estimation of the risk of recurrence and CT benefit for pT1b G2-3 tumors can be derived from OncotypeDX-based tools like RSClin (which will be expanded on below). Based on RSClin algorithm, patients with pT1b tumors can derive meaningful benefits from adjuvant CT when RS≥25, with a distant-disease free survival gain consistently above 3% (4-9%)
[Note: 3% is considered a clinical trade-off to indicate an “acceptable” loss of benefit in trials of treatment de-intensification and improved safety profile, as agreed in multi- stakeholder consensus and applied to ongoing trials: an increase in the risk of distant metastasis above 3% is commonly considered “not acceptable” for de-intensification].[33,34,10]
Overall, a consensus for pT1c G1 was reached, and these tumors can be eligible to reflex OncotypeDX testing. However, uncertainties on a clinically meaningful benefit of chemotherapy in pT1b pN0 tumors is acknowledged, as data are mostly speculative or based on modelling exercises. Accordingly, case-by-case consideration will be done.
Source: Sparano JA, Crager MR, Tang G, Gray RJ, Stemmer SM, Shak S. Development and Validation of a Tool Integrating the 21-Gene Recurrence Score and Clinical-Pathological Features to Individualize Prognosis and Prediction of Chemotherapy Benefit in Early Breast Cancer. J Clin Oncol. 2021;39(6). doi:10.1200/JCO.20.03007. Reprinted under the Free Creative Commons License https://creativecommons.org/licenses/by/4.0/
Consensus Statement 2A
Reflex testing for OncotypeDX applies to pT1c G1-3 pN0 tumors.
Reflex testing for OncotypeDX applies to pT1c G1-3 pN0 tumors.
Consensus Statement 2B.
Reflex testing does not apply to pT1b pN0 G2-G3 and decisions should be done case-by- case.
Reflex testing does not apply to pT1b pN0 G2-G3 and decisions should be done case-by- case.
Q3: Should OncotypeDX testing be considered in patients with >3 positive axillary lymph nodes?
Evidence in support. There is no evidence from randomized, prospective, controlled clinical studies that OncotypeDX retains prognostic and predictive value, in patients with >3 positive lymph nodes. Retrospective translational studies from prospective cohorts suggest that the distribution of RS scores is not a function of the number of involved lymph nodes, meaning that patients presenting with >3 lymph nodes have a likelihood to have a low- to intermediate RS comparable to patients with pN0 breast cancer.[9]
A re-analysis of the SWOG-8814 clinical trial (i.e., tamoxifen with/without adjuvant CT in node-positive breast cancer; 34% had >3 positive lymph nodes) reported that 40% of patients with positive lymph nodes at diagnosis had a low RS, and 28% had a mid-range RS.[7]
The retrospective translational re-analysis of the prospective cohort from SWOG-8814 suggested a prognostic significance of OncotypeDX: the 10-year DFS rates were 60%, 49%, and 43% for low, intermediate, and high RS. In addition, adjuvant CT was associated with no survival benefit in the setting of low RS (defined here as RS<18), but there was a potential benefit for RS≥31 (log-rank p=0.033; HaR 0.59, 0.35-1.01), after adjustment for the number of positive nodes. In patients with >3 positive lymph nodes, extrapolation from the Kaplan- Meier suggest that for low-risk patients, the benefit of chemotherapy is unlikely to be meaningful.
The indication of OncotypeDX in the setting of >3 positive lymph nodes is not presently supported in clinical guidelines, and has been recommended against in a consensus statement from ASCO, for the lack of clinical validation in prospective studies.[13] Therefore, the indication for reflex testing is discouraged at moment.[18]
Consensus Statement 3.
For patients with >3 positive axillary lymph nodes (i.e., T1-2 N2), the request for OncotypeDX should be personalized, and not reflex, based on specific patient’s needs and preference, and to inform the shared treatment decision, albeit through careful discussion of the caveats, and the nature and limits of the available evidence.
For patients with >3 positive axillary lymph nodes (i.e., T1-2 N2), the request for OncotypeDX should be personalized, and not reflex, based on specific patient’s needs and preference, and to inform the shared treatment decision, albeit through careful discussion of the caveats, and the nature and limits of the available evidence.
Q4: Should RSClin be implemented in clinical practice for pN0 breast cancer?
Evidence in support. RSClin® (Genomic Health, Redwood City, CA) is a tool aiming at delivering granular prognostic estimations in patients with early HR-positive and HER2- negative breast cancer by integrating clinicopathological and genomic (RS) information.[33]
RSClin was developed by incorporating prognostic independent factors like tumor grade, tumor size, and age to RS, based on a patient-specific metanalysis of TAILORx (all arms), B-14 and B-20 trials; the tool was validated against an external cohort of real-life (Clalit Research Institute, Israel), showing an ultimate high concordance. RSClin is accessible via an online interface, and is able to provide prognostic estimates (risk of distant recurrence at 10 years), and calculate the absolute benefit of adjuvant CT on the risk of recurrence.
A potential caveat about the tool regards the model for the age as a prognostic variable: based on the information provided in the methodology paper, pre-menopausal women had received mostly tamoxifen as adjuvant treatment in the cohorts of reference (i.e., 50-60% of patients aged <40y had tamoxifen alone): therefore, the tool could provide a systematic estimate of higher benefit of CT for premenopausal women, resulting from OFS (expanded below), as commented in the original publication by the authors. RSClin may help inform the treatment decision, especially in controversial scenarios (e.g., pT1b tumors).
The tool is based on a modelling exercise derived from trial-based data, but has no prospective validation (“Tier C” in the ESMO framework for treatment de-intensification). Of note, OncotypeDX is conceptualized as a continuous score in RSClin, and not in score-ranges, and is contextualized in an integrated, multi-variable prognostication, aiming at providing patient-granular data.
No strong consensus was reached for the routinary, reflex clinical implementation of RSClin, for potential inflated estimates of the CT effect, based on the methodology of development, the mechanism to retrieve the benefit of CT and the mixed populations and treatments included.
Source for A and B: Sparano JA, Crager MR, Tang G, Gray RJ, Stemmer SM, Shak S. Development and Validation of a Tool Integrating the 21-Gene Recurrence Score and Clinical-Pathological Features to Individualize Prognosis and Prediction of Chemotherapy Benefit in Early Breast Cancer. J Clin Oncol. 2021;39(6). doi:10.1200/JCO.20.03007. Reprinted under the Free Creative Commons License https://creativecommons.org/licenses/by/4.0/
Statement 4.
RSClin scoring in clinical practice, in conjunction with the RS, might inform treatment decisions by framing the likely benefits of treatment based on clinical and pathology features.
RSClin scoring in clinical practice, in conjunction with the RS, might inform treatment decisions by framing the likely benefits of treatment based on clinical and pathology features.
Q5: Should the reflex testing be forgone for premenopausal women, particularly those with 1-3 positive axillary lymph nodes?
Evidence in support. The use of OncotypeDX in premenopausal women in the setting of node-negative lymph nodes is not dissimilar to post-menopausal women.[16]
Post-hoc exploratory analyses from TAILORx reported that the risk-grouping might not be entirely reproducible in women aged <50 years: an interaction between age and benefit of CT was reported, with a gain of 1.6% in the 9-year iDFS for RS 16-20 and more pronounced for RS 21-25 (ΔiDFS: +6.5%), however with no impact on the overall survival (OS).
Of note, most of the patients had received tamoxifen alone as ET, with a use of ovarian suppression (OFS) in only 13% of premenopausal women. The post hoc analysis of TAILORx suggested that some women with intermediate RS might benefit from the addition of CT.
In the setting of 1-3 positive lymph nodes, the RxPONDER trial analysed the data based on the menopausal status, that was a stratification factor for the randomization. While the group of post-menopausal women had no benefit from the addition of CT (HaR 1.02, 0.82- 1.26), for premenopausal women there was evidence toward better iDFS, with a 5-year iDFS of 93.9% vs 89% (HaR 0.60, 0.43-0.83). The subgroup analysis per age-range showed consistent results for patients aged <45 and 45-49 years, and no benefit beyond 50 years. Of relevance, the use of OFS was provided in 6% in the group of premenopausal patients treated with CT and 20% in the group with ET alone. The poor uptake of OFS cannot be disregarded in defining the potential, absolute benefit of CT on iDFS.[35,36]
The pivotal SOFT and TEXT trials [35], the Korean ASTRRA [37,38] study and, more recently, the EBCTCG metanalysis[39] showed that the addition of OFS (to tamoxifen or with an aromatase inhibitor) is associated with a significant risk reduction of iDFS events. In the EBCTCG metanalysis, the estimated absolute risk reduction of disease recurrence at 5 years with OFS and aromatase inhibitors is of 3.2%, with a magnitude of benefit more pronounced in patients with positive lymph nodes (+4%) versus node-negative (2.2%). In the combined analysis of SOFT and TEXT trials [35] , women receiving tamoxifen with OFS experienced an 8-year rate of DFS of 83.2% versus tamoxifen alone (8-year DFS: 78.9%), with an absolute gain of +4.2% (HRa 0.76; 0.62-0.93). Exemestane plus OFS showed to provide an iDFS improvement at 8y of +7% (HaR 0.65; 0.53-0.81).
An improvement of the survival of 4.3% was also showed with the addition of OFS in SOFT, in higher-risk cancers, in the post-CT setting. Notably, compliance in SOFT and TEXT was not optimal, as one-fifth of the patients stopped OFS earlier, and almost a third of patients did not complete 5 years of exemestane.
CT-induced amenorrhea has demonstrated a prognostic significance in women with early breast cancer. CT can exert OFS, thus accounting for part of the iDFS benefit through an endocrine effect, and not merely cytotoxic per se. For example:
- CT can induce persistent ovarian suppression, variously reported in literature (e.g., 30- 42% of patients are amenorrhoeic at 52 weeks post-CT, 33% have undetectable anti- Mullerian hormone beyond 2 years, 73% show no ovarian function full-recovery after 2 years); [40,41,42,43,44,45,46,47]
The risk seems lower but still substantial with “modern” CT regimens, as showed in “The Young Women’s Breast Cancer Study (HOHO)” prospective cohort: rates of treatment-related amenorrhea was in the range of 41-44% with TC or AC-T chemotherapy regimens. - In head-to-head comparisons in the early setting, CT and OFS (with GnRH regulators or ovariectomies) deliver the same benefit on DFS and OS; [48,49,50]
- There is evidence that neoadjuvant CT alone might exert a downregulation of the oestrogen-dependent gene transcription in premenopausal but not postmenopausal women[51,52] suggesting that the antineoplastic activity could be attributed to both a cytotoxic and an endocrine effect (explored in ongoing trials).[11,53,54]
- Women experiencing CT-induced amenorrhea have improved cancer-related outcomes.[55,56] The NSABP B-30 trial tested a strategy of sequential vs concurrent AC-T chemo versus AC alone, and assessed the outcomes in relation to persistent treatment- emerging amenorrhea at 6 months from the CT.[54]
Menopausal status alone was not a determinant of CT efficacy, both with AC-T and AC regimens. However, CT-induced amenorrhea seemed to correlate with an improvement of the outcome, defining a potential mechanism affecting the outcome (P-value interactions according to menopausal status for OS and DFS ranged between 0.08 and 0.47). NSABP B-30 included a sub-protocol analysis called the “menstrual history study”, that collected data on 97% of the pre-menopausal women enrolled in the trial (n=2,343).
Full-adjusted analyses showed an improved OS (relative risk [RR] 0.76, p=0.04) and DFS (RR 0.70, p<0.001) for patients with no menstruation for ≥6 months during 24 months of follow- up (panel C-D and E-F below). Caveats for immortal-time bias might be addressed in analyses of this type. [57]
However, the absence of correlation with menopausal status alone and the signal of significant benefit in patients experiencing treatment-induced amenorrhea can suggest a mechanistic link of DFS improvement with a well-known effect of CT. Of note, amenorrhea alone is still only a proxy of optimal ovarian suppression. Estradiol levels in the premenopausal range can be detected in amenorrhoeic patients despite cessation of menstruation, suggesting persisting ovarian function.[58,59]
Better ovarian suppression can be achieved with pharmacological OFS or ultimately with ovarian ablation. Conversely, resumption or persistence of menstruation after CT has been associated with adverse survival outcomes.[44]
From: N Engl J, Swain SM, Jeong J-H, Geyer CE, Costantino JP, Pajon ER, Fehrenbacher L. Longer therapy, iatrogenic amenorrhea, and survival in early breast cancer. 2010 Jun;362(22):2053–2065. Copyright © (2022) Massachusetts Medical Society. Reprinted with permission from Massachusetts Medical Society.
From: N Engl J, Swain SM, Jeong J-H, Geyer CE, Costantino JP, Pajon ER, Fehrenbacher L. Longer therapy, iatrogenic amenorrhea, and survival in early breast cancer. 2010 Jun;362(22):2053–2065. Copyright © (2022) Massachusetts Medical Society. Reprinted with permission from Massachusetts Medical Society.
It cannot be concluded, but only speculated, that the effect on iDFS of adjuvant CT in premenopausal women with 1-3 node-positive and low-mid-range RS breast cancer in RxPONDER is driven by the OFS effect of CT.
It is notable that the use of OFS with GnRH (LHRH) agonists or ovarian ablation is very limited in the pivotal trials for clinical validation of OncotypeDX, both in patients enrolled to CT-ET and ET alone, including RxPONDER.
Accordingly, it can be assumed, or at least hypothesized that premenopausal women with 1-3 positive lymph nodes and mid-range RS could derive comparable benefit from CT or OFS. Speculatively, the absolute benefit of CT can be minimal for patients with positive lymph nodes and RS<11, albeit the relative benefit might be comparable (as expressed with HaR, e.g., in RxPONDER).[19,60]
In WSG PlanB, the 5-year DFS for RS ≤ 11 was 94% with ET alone (in both pN0 and pN1), meaning that the absolute improvement of iDFS might be negligible, considering the data from RxPONDER (+40% relative improvement), that is possibly lower than 3%[61] Similarly, a SEER-based study showed a 5-year BCSS of 97.2%- 99.7%, in case of pN0-1 (any T) and RS<18.[62]
Consensus Statement 5.
The reflex testing of OncotypeDX applies to premenopausal women with 1-3 nodes as informing choices about chemotherapy and/or OFS.
The reflex testing of OncotypeDX applies to premenopausal women with 1-3 nodes as informing choices about chemotherapy and/or OFS.
Q6: Should the surgical approach to the axillary management affect the pattern of reflex testing of OncotypeDX in pN1 breast cancer?
Evidence in support. The axillary lymph node dissection in case of 1-2 positive sentinel lymph nodes can be safely skipped, for patients with cT1-2 cN0 early breast cancer.[63,11,64]
The surgical clinical trial ACOSOG Z0011 demonstrated that the more conservative sentinel lymph node dissection (SLND) is non inferior to the axillary lymph node dissection (ALND).[65]
The 10-year DFS rates reported for SLND and ALND were 86.3% and 83.6% (HaR 0.85, 0.10-1.6), with an OS of 80.2% and 78.2% (HaR 0.85, 0.62-1.17), respectively. The 10- year cumulative rates of locoregional recurrences and of axillary nodal recurrences were 5.3% / 1.5% with SLND and 6.2% / 0.5% with ALND.[65]
Pre-ACOSOG Z0011 algorithms showed that the anticipated risk of an additional lymph node in the axilla after SLNB (1 out of 2, and 2 out of 3) ranges between 3% and 21%, based on the pT and the tumor grade.[66,67,68]
What are the implications of the surgical approach on the outcome, and the interaction with the treatment benefit in patients with pN1 breast cancer and RS≤25 has been a key question in RxPONDER. The type of axillary surgery (SLND [37.4% of the enrolled population] vs ALND [62.6%]) was in fact a stratification factor for the randomization. The trial reported no difference in the outcome, based on the surgical approach.
The consensus was not to change the reflex testing approach based on the surgical management of the axilla.[69,70]
Consensus Statement 6.
OncotypeDX test should be done as reflex testing for patients with pN1 breast cancer, regardless the surgical approach for the axillary management.
OncotypeDX test should be done as reflex testing for patients with pN1 breast cancer, regardless the surgical approach for the axillary management.
Synopsis of the consensus statements
Reflex testing applies to:
Patient’s age ≤65, AND:
- T1c-T3, N0-1 tumors, any grade, pre- and post-menopausal status
Ad hoc testing can be requested to:
- Patient’s age 66-72 ¶
- pT1b pN0 G2-3
- pT1-2 pN2
¶ based on the COQD analysis and the ASTER 70s study.
- Routinary use of RSClin, at this moment, is not endorsed. Case-by-case use can be considered to inform treatment decision.
Development of the Consensus Statements
The preparatory materials for the group discussion were developed initially by Dr. Trapani, Dr. Burstein and Dr. Tolaney; the COQD queries were provided by Dr. Tarantino, Dr. Jin and Dr. Tayob. Coordination and editorial support were performed by Mr. Scorzoni and Mrs. Bak.
The evidence in support and consensus statements were presented for discussion to a multidisciplinary group, which includes physicians, nurses, clinical investigators, lab investigators, translational researchers, administrators, and patient advocates, at the Breast Oncology Center weekly staff meeting on 4/15/2022 and 6/1/2022. The discussion and suggestions for improvements continued via email exchanges following the meeting. The final consensus statements were consolidated in June 2022.
The consensus statements can be subject to future variations and periodic updates, based on emerging evidence and new reports from ongoing clinical studies. Therefore, the information provided in this document should not be considered as being complete or inclusive of all proper assessments, treatments or methods of care, or as a statement of the standard of care.
This information does not mandate any particular course of medical care and is not intended to be a substitute for the independent professional judgment of a health care provider. The document is based on the opinion of a multidisciplinary team at Dana-Farber but does not represent the official institutional position, and overall must be considered as a consensus based on the positions and ideas of the Dana-Farber providers.
The graphic material was extracted from the peer-reviewed publications or produced de novo, for the purpose of data presentation.
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List of abbreviations
- AC-T chemotherapy, anthracycline- and taxane-containing ASCO, American Society of Clinical Oncology
- ALND, axillary lymph node dissection BCSS, breast cancer specific survival CI, confidence interval
- CLIA, Clinical Laboratory Improvement Amendments CMS, Centers for Medicare & Medicaid Services COQD, Clinical Outcomes Quality Database
- CT, chemotherapy
- DFS, disease-free survival
- ESMO, European Society for Medical Oncology ET, endocrine treatment
- EUSOMA, European Society of Breast Cancer Specialists FISH, fluorescent in-situ hybridization
- G, tumor grade HaR, hazard ratio
- HER2, human epidermal growth factor receptor 2 (HER2)-
- HR, hormone Receptor
- iDFS, invasive disease-free survival IHC, immunohistochemistry
- IQR, interquartile range
- NCCP, National Comprehensive Cancer Network OFS, ovarian function suppression
- SIOG, International Society of Geriatric Oncology SLND, sentinel lymph node dissection
- TC chemotherapy, docetaxel-cyclophosphamide